It is our hope that we can help our clients avoid this area of practice, but in the current strict regulatory environment, investigations and enforcement actions are a reality that must be dealt with. We have the experience and knowledge to represent issuers and individuals in connection with SEC inquiries and enforcement actions including:
- Corresponding with regulatory agencies on the client’s behalf
- Assisting with providing documents in connection with receiving a subpoena
- Providing testimony to the Securities and Exchange Commission, as well as other regulatory agencies
