SEC Filings

We can assist our public clients in meeting all their ongoing filing requirements with the SEC, including the preparation and filing of:

  • Annual reports (Form 10-K)
  • Quarterly reports (Form 10-Q)
  • Reports on Form 8-K
  • Proxy filings and Information Statement filings (Schedule 14A and 14C)
  • Section 16 filings (required filings that must be made by all officers, directors, and greater than 5% shareholders – e.g., Form 3, Form 4, Form 5, Schedule 13D and Schedule 13G).

We can coordinate filings with any EDGAR filing agent, but we recommend Loev Corporate Filings, our affiliate company, for a seamless integration of document preparation and filing.